The Sorrows of Young Werther (1774)
Novel by Johann Wolfgang von Goethe
The Sorrows of Young Wertheris the story, told in epistolary form,
of a young man who falls hopelessly in love with a woman betrothed to another
man. Unable either to win her over or to subdue his feelings, Werther
eventually commits suicide with pistols borrowed from her husband. While
Goethe's novel may seem to be related more closely to the eighteenth-century
cult of sentiment than to Romanticism, it was nonetheless a text whose
radicality helped to make possible the enormous cultural change that Romanticism
represented. It is because of Werther, for instance, that the calm
introspectiveness of Rousseau's Reveries of a Solitary Walker was
able to transform itself into the brooding and volatile interiority of
Byron's Childe Harold's Pilgrimage. The German Romantics much
preferred other writings by Goethe, such as Wilhelm Meister and
Faust,
that emphasized an ongoing and restless process of self-development.
Indeed, Friedrich Schlegel proclaimed Wilhelm Meister one of the
great landmarks of the age. Yet it was essentially no longer necessary
even to point to Werther. For Werther--as the virtually endless
trove of "Wertheriana" attests--achieved its effect by disseminating itself
throughout European culture.
It is worth noting that Werther was based to a certain extent upon
experiences in Goethe's life. While staying in Wetzlar in 1772, Goethe
formed a great passion for Charlotte Buff, who was betrothed to the remarkably
understanding Johann Christian Kestner. The story--recounted to Goethe
by Kestner--of young man in a similar situation who committed suicide in
despair provided the inspiration for the transformation of this experience
into a novel. Ironically, after the publication of Werther, Goethe
moved to Weimar where he fell in love with a married woman named, inescapably,
Charlotte von Stein. The relationship proved to be as intense and
frustrating as the one depicted in Werther. It took a long
vacation in Italy to cure Goethe of this passion.
In terms of Goethe's own literary development, Werther seems to have functioned
as a transitional work. Falling between the exuberance of his Storm
and Stress works and the austere restraint of what has been termed Weimar
classicism, Werther seems to be a culminating point of emotional
excess in Goethe's work. Subsequently, Goethe successfully sublimated
such excess. Thus, despite the fact that the novel was his most successful
and famous work, Goethe maintained a cautious and circumspect relationship
to it.
One of the most remarked upon facts about Werther is the fantastic
success it enjoyed in Europe. The reception accorded the novel was
so ardent that in Germany it was termed Wertherfieber [Werther fever].
Not only was the novel retold, continued, and parodied in novels, poems,
and plays, but it inspired fashions (the signature blue jacket and yellow
vest worn by Werther), prints, porcelain designs, and a rash of imitative
suicides. It even boasted among its fans Napoleon, who claimed he
carried it in his pocket during his expedition to Egypt.
Werther, however, was much
more than a broad popular success. It was one of the key indices
of a sea change in European culture. Werther helped to make clear
that the shift from the Enlightenment to Romanticism was not simply a shift
in cultural fashion but a transformation of sensibility and affect.
Werther
contributed to this change on both a formal and conceptual level.
On the formal level, the language in the novel was characterized by clarity
and immediacy of emotional expression. The epistolary format of the
novel helped Goethe to achieve this effect. Moving away from the
use of letters--as in Smollet's Humphry Clinker--to underscore the
picaresque, episodic nature of narrative, Goethe pursued a path forged
by Samuel Richardson, employing letters to delve ever deeper into the interiority
of the protagonist. The language of the letters, moreover, while
dealing with emotions in extremis, is characterized by a pellucid directness.
It is this aspect that rooted the novel in the larger articulation of a
form of subjectivity specific to a middle class that was gradually emancipating
itself. As Jürgen Habermas has argued with regard to socio-political
formations and as Ian Watt has argued more specifically with regard to
the genre of the novel, the emergent middle class required discursive forms
that were characterized by their communicability. These discursive
forms facilitated a mastery of the physical and social environment as well
as oneself. Indeed, in a world characterized less and less by the
pre-established strictures of feudalism, self-direction, self-awareness
and self-management became essential. Thus, for instance, the linkage
of novels like Richardson's Pamela to conduct manuals is not as
coincidental as it may at first seem. However, Goethe's novel ultimately
exceeds the bounds of these discursive forms in that it is the story of
the ultimate failure of self-management.
On the conceptual level, then, Werther helped to introduce the notion
of an expansive interiority that the subject itself did not fully understand
or control. This uncontrollability crystallized in the form of passion.
Passion--true to its etymology--was a force at the innermost core of interiority
that the subject had no choice but to suffer. In its milder forms
it helped make possible the transition from the meticulous cataloguing
of interiority to be found in Rousseau's Confessions to the frustratingly
ex post facto understanding of the self to be found in Wordsworth's Prelude.
In its more exaggerated forms it helped give license to the demonic passion
of Mozart's Don Giovanni to become the frank Liebestod of
Wagner's Tristan and Isolde. Werther's passion, accordingly,
assumed the form of a spectacle, with its own attendant and inexorable
stations of the cross, that revealed that the minute inspection of the
self could turn into an abyss from which no form of management or regulation
might be salvaged.
Goethe's novel thus contributed to the articulation of a middle class subjectivity,
but in a way that pinpointed the fissures that threatened to sunder that
very subjectivity. The government of the self--which is the essence
of the subjective and social revolution of the middle class--was shown
to be a dangerous illusion. Indeed, the eroticized relation to one's
own subjection that self-government (in all its senses) necessitated is
exposed in Goethe's novel to lead to the dissolution of the self. Hence,
while Werther still serves as a document of a profound change in
sensibility in the eighteenth century, there remains something dangerous
and subversive about the novel. For if it is an index of the articulation
of a new discourse of passion as well as middle class subjectivity, the
novel makes clear how unstable, excessive, and destructive these new formations
could be. It is ultimately a document not of the articulation, but
of the disarticulation of a discourse. This aspect of Werther
was brilliantly captured by Roland Barthes, who made the novel a touchstone
for his own Lover's Discourse.
Translations:
The Sorrows of Young Werther and
Selected Writings, translated by Catherine Hutter, New York: NAL, 1962;
The Sorrows of Young Werther and Novella, translated by Elizabeth Mayer
and Louise Brogan, New York: Modern Library, 1971; The Sorrows of Young
Werther, Elective Affinities and Novella, translated by Victor Lange and
Judith Ryan, New York: Surhkamp, 1988; The Sorrows of Young Werther, translated
by Michael Hulse, New York: Viking Press, 1989.
Further Reading:
Atkins, Stuart, The Testament of
Werther in Poetry and Drama, Cambridge: Harvard University Press, 1949
Blackall, Eric, Goethe and the
Novel, Ithaca: Cornell University Press, 1976
Friedenthal, Richard, Goethe: His
Life and Times, New York: World Publishing Company, 1963
Hatfield, Henry, Aesthetic Paganism
in German Literature: From Winckelmann to the Death of Goethe, Cambridge:
Harvard University Press, 1964
Lukács, Georg, Goethe and
His Age, London: Merlin Press, 1968
Vincent, Dierde, Werther's Goethe
and the Game of Literary Creativity, Toronto: University of Toronto Press,
1992